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  1. Home - SEC Compliance Consultants

    SEC3 is a compliance consulting company providing services to financial institutions nationwide.
    Regulatory Compliance2
    SEC Compliance1
    Compliance Consultants1
    Chief Compliance Officer1
    Compliance Manual1
    Hedge Fund Compliance1
    Mutual Fund Compliance1
    Compliance Regulations1
    38a-11
    SEC Consulting1
    1940 Act Compliance1
    1940 Act Consulting0
    206 4 -70
    Compliance Rule0
    Consulting for SEC Rules0
    IA Act Consulting0
    IC Act Consulting0
    Investment Advisers Compliance0
    Investment Company Compliance0

    www.seccc.com - 2009-02-07

  2. Cohen Fund Audit Services – Home Page

    Cohen Fund Audit Services, Ltd. performs audit and other attest and tax services for mutual funds, hedge funds and investment partnerships, broker/dealers, and ...
    services6
    Broker4
    Investment4
    Tax3
    Dealers3
    Partnerships2
    Cohen Fund Audit Services1
    Broker Dealer Audit1
    GIPS Verification1
    1940 Act Compliance1
    Mutual Fund Audit1
    Hedge Fund Audit0
    Hedge Fund Audits0
    Hedge Fund Tax Consulting0
    Investment Company Audits0
    Multiple Fund Family Auditors0
    Mutual Fund Audits0
    Tax services for Hedge Funds0

    www.cohenfund.com - 2009-02-15

domicile2 cpa3 services6 tax3 tax services for hedge funds0 cleaning3 accountant3 tax preparation2 partnerships2 financial4

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